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Regulation NMS
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171	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:35:24 Financial markets United States Securities and Exchange Commission Financial regulation Short selling Wedbush Securities Naked short selling Short Regulation NMS Broker-dealer Financial economics Investment Finance
172	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]October 23, 2014 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of a Proposed Rule Change to Establish the Retail P Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-24 08:59:09 Investment Finance Financial markets Order Futures contract Regulation NMS Securities Exchange Act Algorithmic trading Financial economics United States Securities and Exchange Commission Stock market
173	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]October 30, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change to Establish an Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-31 10:13:37 Investment Economy of the United States New York Stock Exchange Regulation NMS Trading halt Securities Exchange Act Order Chicago Stock Exchange Stock Exchange of Thailand Stock market United States Securities and Exchange Commission Financial economics
174	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 6, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Amendment No. 1 and Order Granting Accelerated Ap Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-07 08:34:18 United States Securities and Exchange Commission NYSE Euronext Investment Consolidated Tape Association NYSE Arca New York Stock Exchange Market data Regulation NMS Securities Exchange Act Financial markets Financial economics Economy of the United States
175	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]November 14, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-17 09:42:58 United States securities law Economy of the United States Finance Self-regulatory organizations 73rd United States Congress Consolidated Tape Association Regulation NMS Securities Exchange Act Market data Financial markets Financial economics United States Securities and Exchange Commission
176	Bloomberg TRADEBOOK LLC Mombe• of FINRAISIPC/NFA November[removed]Via email: [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-05 10:35:15 Economy of the United States Financial markets Regulation NMS Algorithmic trading NASDAQ NYSE Euronext Securities Exchange Act Stock market OMX United States Securities and Exchange Commission Finance Financial economics
177	DirectEdge ABATS Global Markets Company November4, 2014 Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-05 10:23:02 Economy of the United States Business Stock market Financial economics Regulation NMS Self-regulatory organizations Order Direct Edge Securities Exchange Act United States Securities and Exchange Commission United States securities law 73rd United States Congress
178	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]October 23, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-24 08:58:54 Financial economics Routing Direct Edge Regulation NMS Algorithmic trading Investment New York Stock Exchange Order Finance Financial markets Mathematical finance Stock market
179	34 of 62 Exhibit 5 Additions: Underlined Deletions: [Bracketed] Rules of NYSE MKT LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-17 09:44:52 Financial markets Finance Order Intermarket sweep order Regulation NMS Immediate or cancel Futures contract Algorithmic trading Stock market Financial economics Investment
180	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:33:39 Financial markets United States Securities and Exchange Commission Financial regulation Short selling Wedbush Securities Naked short selling Short Regulation NMS Broker-dealer Financial economics Investment Finance

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